This role involves managing a global team where you will primarily support the development, implementation, and oversight of the firm’s SD/SBSD compliance program, ensuring alignment with CFTC, SEC, and NFA regulations, including Dodd Frank Title VII requirements. Additionally, other key areas such as benchmarks and global margin rules will be within your remit. You will act as a subject matter expert on derivatives compliance, advising business, legal, and control functions on regulatory expectations and best practices. The position includes leading key initiatives such as compliance program enhancements, regulatory reporting, and policy development. You will also play a significant role in regulatory engagement, including audits and examinations, while collaborating cross-functionally with trading, risk, and operations teams.
This role has an in office requirement of 3 days a week.
Salary range for this position: $250,000 - $312,000/Year. Actual base salary may vary based upon, but not limited to, relevant experience, time in role, peer and market data, prior performance, business sector, and geographic location. You may also be eligible for an annual discretionary incentive compensation award. You can further read about the full spectrum of benefits we offer our people listed below.