4.0
Apr 30, 2026
Former employee, more than 10 years
Dallas, TX
Recommend
CEO approval
Business Outlook
Pros
The vast majority of FINRA employees are courteous and professional. The work has real-world results, keeping potentially nefarious broker-dealers at bay.
Cons
Over about a 10-year period, FINRA became very bureaucratic and top-heavy with managers.