Dysfunctional - Senior Examiner FINRA Employee Review

2.0
Aug 4, 2011
Recommend
CEO approval
Business Outlook

Pros

The organization has great benefits. Working in the Corp Headquarters is a better experience than working in a regional office full of individuals in positions of power with grand canyon size egos and very little people skills.

Cons

The only people who get promoted in this region are the individuals who have a good social personal relationships with management...ie...drinking buddies. If you are a hard worker looking to be rewarded for your efforts, don't work in this office. Yes sir mentality....tread with fear if you have an opinion that differs from management

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5.0
May 22, 2026
Recommend
CEO approval
Business Outlook

Pros

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Cons

Lots of folks don't do their job and aren't let go.

1
4.0
Jun 28, 2026
Recommend
CEO approval
Business Outlook

Pros

Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

Cons

Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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