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      FINRA

      Engaged Employer

      FINRA reviews

      Associate Principal Examiner - Associate Principal Examiner FINRA Employee Review

      3.0
      Jun 8, 2016
      Associate principal examiner
      Recommend
      CEO approval
      Business Outlook

      Pros

      Benefits are great which include medical, dental, pension, maternity leave (13 weeks) and 401K. Learn and see a lot.

      Cons

      Very political company with too much red tape. They treat their employees like children with little trust. Have eliminated new hire training and are hiring more individuals with little to no experience. Mentoring is non existent. Not sure where this company is heading. High turnover and lack of engagement.

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      5.0
      May 22, 2026
      Counsel
      Recommend
      CEO approval
      Business Outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      Jun 28, 2026
      Exam manager
      Recommend
      CEO approval
      Business Outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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