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      FINRA

      Engaged Employer

      FINRA reviews

      Good people - Anonymous employee FINRA Employee Review

      5.0
      Sep 27, 2011
      Anonymous employee
      Recommend
      CEO approval
      Business Outlook

      Pros

      It is a very laid-back atmosphere and the level of work is challenging. It can get somewhat monotonous with specific filings but overall very interesting work.

      Cons

      As mentioned above, can get a little boring because filing the same types of documents. However, each examination brings new types of transactions.

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      5.0
      May 22, 2026
      Counsel
      Recommend
      CEO approval
      Business Outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      Jun 28, 2026
      Exam manager
      Recommend
      CEO approval
      Business Outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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