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      FINRA

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      FINRA reviews

      Great Learning Experience - Associate Principal Examiner FINRA Employee Review

      3.0
      Apr 19, 2012
      Associate principal examiner
      Recommend
      CEO approval
      Business Outlook

      Pros

      Always something new to learn. Independent work environment Able to work with people with varying degrees of regulatory, financial and operational work experiences. Travel Able to go to different firms and interact with various level of senior management.

      Cons

      Poor Leadership skills of management. Schedule is always subject to change; which it does in most cases.

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      5.0
      May 22, 2026
      Counsel
      Recommend
      CEO approval
      Business Outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      Jun 28, 2026
      Exam manager
      Recommend
      CEO approval
      Business Outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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