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      FINRA

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      FINRA reviews

      Most shocking job I've ever had- so sad - Regulatory Analyst FINRA Employee Review

      1.0
      Jul 26, 2012
      Regulatory analyst
      Recommend
      CEO approval
      Business Outlook

      Pros

      Great pay, great benefits for what you are actually responsible for

      Cons

      Multiple layers of management, which are ineffective- red tape galore. I have worked here for 5 years and have had multiple managers. No one is watching the quality of the work. We're a hearbeat away from another Madoff scandal.

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      5.0
      May 22, 2026
      Counsel
      Recommend
      CEO approval
      Business Outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      Jun 28, 2026
      Exam manager
      Recommend
      CEO approval
      Business Outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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