Change! - Anonymous employee FINRA Employee Review

1.0
Dec 28, 2018
Anonymous employee
Recommend
CEO approval
Business Outlook

Pros

None at all maybe a 1 or 2 valued reps

Cons

Horrible structure and set to old ways! The exams that are set for reps they want them to fail. Reps need a BD to hold license or need to retake exam Customer Service are a bunch of kids that do not know how to talk to reps

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FINRA Response
6y
It appears you are a registered representative. We suggest you reach out to your regulatory coordinator with your feedback.

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Pros

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Cons

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2.0
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CEO approval
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Pros

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Cons

Poor leadership, constantly changing without taking any time to understand impacts. Decisions only benefit a small group of friends who only respect other former FBI agents and their contributions. Morale is in the gutter and it comes off as intentional. Women are disappearing from management ranks and only tolerated as long as they are agreeable. People get resources based on popularity with the in group so some teams burn out while others have little to do.

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