Would not recommend - Director FINRA Employee Review

1.0
Oct 30, 2019
Recommend
CEO approval
Business Outlook

Pros

Benefits, work/life balance, ability to learn new technical skills

Cons

Culture, bureaucratic, micro-management, lack of training for staff and management.

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FINRA Response
6y
Thanks for taking the time to share your thoughts. We are glad you have found the ability to learn new technical skills and enjoy your work/life balance. We are sorry to hear you have felt the office to be bureaucratic and have run into micro-management. We are in the middle of transforming our Examination and Risk Monitoring program to make it more effective and efficient, and we hope the changes being made will address the concerns you mention. In particular, we heard a lot of feedback when it comes to training and education and are making a big investment there. Employee feedback is the backbone of that transformation, so we encourage you to share any additional insights with the transformation work streams.

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Pros

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Cons

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4.0
Jun 28, 2026
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CEO approval
Business Outlook

Pros

Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

Cons

Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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