great benefits and culture - Principal Examiner FINRA Employee Review

5.0
Nov 16, 2020
Recommend
CEO approval
Business Outlook

Pros

company culture has been increasingly employee-driven in recent years with a ground-up strategy encouraged/employed for all new company initiatives. Great benefits and work/life balance.

Cons

upward mobility can be difficult with limited managerial positions and minimal attrition

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FINRA Response
5y
Thanks for taking the share your experience. We hope you’ll see increased opportunities for upward mobility as a result of the Exam and Risk Monitoring Program transformation, which is a great example of one of those ground-up initiatives that you mentioned.

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5.0
May 22, 2026
Recommend
CEO approval
Business Outlook

Pros

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Cons

Lots of folks don't do their job and aren't let go.

1
2.0
May 18, 2026
Recommend
CEO approval
Business Outlook

Pros

Some of the nicest and most helpful people, but fewer as they keep getting laid off or pushed out because of toxic leadership. The mission is a high priority for some. Great place to work for a very short time, then go.

Cons

Poor leadership, constantly changing without taking any time to understand impacts. Decisions only benefit a small group of friends who only respect other former FBI agents and their contributions. Morale is in the gutter and it comes off as intentional. Women are disappearing from management ranks and only tolerated as long as they are agreeable. People get resources based on popularity with the in group so some teams burn out while others have little to do.

3
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