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      FINRA

      Engaged Employer

      FINRA reviews

      Job satisfaction - Principal Examiner FINRA Employee Review

      4.0
      Jun 6, 2010
      Principal examiner
      Recommend
      CEO approval
      Business Outlook

      Pros

      protecting customer investments, ethical, great benefits, flexibility in work schedules, training and development, travel,

      Cons

      poor execution of nyse and nasd merger, poor exam planning programs, regional management structure is ineffective in getting results expeditiously, bureaucratic

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      5.0
      May 22, 2026
      Counsel
      Recommend
      CEO approval
      Business Outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      Jun 28, 2026
      Exam manager
      Recommend
      CEO approval
      Business Outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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