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      FINRA

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      FINRA reviews

      Greta manager, overburdenned by lack of resources and a very "old boy" type of network; Glass ceiling is inherent - Research Analyst - Fixed Income (Market Regulation) FINRA Employee Review

      3.0
      Apr 16, 2015
      Research analyst - fixed income (market regulation)
      Recommend
      CEO approval
      Business Outlook

      Pros

      Good people, many opportunities to attend training seminars, in-house cafeteria, easy interview.

      Cons

      The market regulation department is inherently messed up. The "old boys club" , including two heads of research within the Fixed Income Market Regulation team are not willing to adapt to today's changing social landscape.

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      5.0
      May 22, 2026
      Counsel
      Recommend
      CEO approval
      Business Outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      Jun 28, 2026
      Exam manager
      Recommend
      CEO approval
      Business Outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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