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      FINRA

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      FINRA reviews

      Good Stepping Stone - Compliance Examiner FINRA Employee Review

      2.0
      May 11, 2015
      Compliance examiner
      Recommend
      CEO approval
      Business Outlook

      Pros

      Good job for recent grads wanting to get experience in the financial services sector. Opens doors for much better opportunities.

      Cons

      Compensation is weak compared to the industry and even other financial regulators. Motivated and talented employees leave for better opportunities which leaves average to sub-par employees as the lifers. 4-5 years is the max you should stay there.

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      5.0
      May 22, 2026
      Counsel
      Recommend
      CEO approval
      Business Outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      Jun 28, 2026
      Exam manager
      Recommend
      CEO approval
      Business Outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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