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      FINRA

      Engaged Employer

      FINRA reviews

      Initially it was good, but as the firm is integrating NYSE regulatory, poor. - Regulatory Analyst FINRA Employee Review

      2.0
      Dec 27, 2010
      Regulatory analyst
      Recommend
      CEO approval
      Business Outlook

      Pros

      The benefit plan is good, relative to the overall market. Generally speaking, the other analyst are competent comrades that are willing to help. Onsite cafeteria that serves basic needs. Gym facilities at Rockville office. Free shuttle service from the Shady Grove metro to the office.

      Cons

      Highly Inefficient, highly bureaucratic and extremely outdated procedures and processes. The systems are VERY bad and the data-integrity is highly suspect. Most directives, depending upon group, lack continuity and consistency.

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      5.0
      May 22, 2026
      Counsel
      Recommend
      CEO approval
      Business Outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      Jun 28, 2026
      Exam manager
      Recommend
      CEO approval
      Business Outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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