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      FINRA

      Engaged Employer

      FINRA reviews

      Average experience. Don't expect too much. - Principal Examiner FINRA Employee Review

      3.0
      Nov 9, 2015
      Principal examiner
      Recommend
      CEO approval
      Business Outlook

      Pros

      Compensation and bonus. Good benefits. Flexible work arrangements available. Traveled to some fun locations.

      Cons

      If in district office, path to management is limited and very competitive. Examinations used to be about going quality work and protecting investors, now it's about getting examinations done as fast as possible.

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      5.0
      May 22, 2026
      Counsel
      Recommend
      CEO approval
      Business Outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      Jun 28, 2026
      Exam manager
      Recommend
      CEO approval
      Business Outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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