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      Inept Management - Associate Principal Examiner FINRA Employee Review

      2.0
      May 19, 2011
      Associate principal examiner
      Recommend
      CEO approval
      Business Outlook

      Pros

      Benefits are very good and low cost. The mission of the company is noble.

      Cons

      Depending on where you work, it could be good or bad. It really depends on your immediate managers and the directors above them. Some are willing to listen to front-line employees, others think they know what's going on in the trenches but they really have no clue.

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      5.0
      May 22, 2026
      Counsel
      Recommend
      CEO approval
      Business Outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      Jun 28, 2026
      Exam manager
      Recommend
      CEO approval
      Business Outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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