3.0
Oct 12, 2019
Current employee, more than 8 years
Charlotte, NC
Recommend
CEO approval
Business Outlook
Pros
Either THE biggest, or among the biggest Independent Broker-Dealers/RIAs out there, which enables you to move between roles to see what suits you.
Cons
Very political. Difficult to have access and true mentoring from Senior Compliance Officers since the organization is so large. You also run the risk of getting too specialized in your skill set.