Not For Everybody - Senior Compliance Analyst LPL Financial Employee Review

2.0
Feb 20, 2023
Recommend
CEO approval
Business Outlook

Pros

Peers and management in the department are great! Plethora of resources to help you do your job.

Cons

For the size and strength of LPL, I was surprised my department was so discombobulated. Lots of initiatives to simultaneously improve the advisor experience and streamline internal processes but they are not planned out thoroughly and every single initiative while I was there ended up with more work being put on your plate. They are really struggling with keeping a full staff which just compounds the issue mentioned above.

Explore other reviews about LPL Financial

5.0
Jul 14, 2026
Recommend
CEO approval
Business Outlook

Pros

Was able to make good money here

Cons

Not being fully remote would like to work form time

3.0
Jul 7, 2026
Recommend
CEO approval
Business Outlook

Pros

Great pay and getting OT pay. Awesome team of SMs and RTEs who felt like family and we all wanted to see each other succeed. I was exposed so a lot of situations which strengthened my skill set. Learned the SAFe model and it looks great on resumes. I personally had a great boss, bosses boss, and RTEs.

Cons

Executive leadership is ruining the culture. Many of the amazing Directors, AVPs and RTEs left due to the poor Executive leadership who do NOT know a single thing about Agile principles. Releases are 1x/mo so you have to work one Saturday a month which can sometimes be longer than a normal workday. Release Mgmt team is very difficult to work with and can be very disrespectful. They don’t hide it and it’s accepted. Execs killed remote work.

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