FINRA reviews

3.8

69% would recommend to a friend

(931 total reviews)
avatar

Robert W. Cook

64% approve of CEO

59% positive business outlook

FINRA has an employee rating of 3.8 out of 5 stars, based on 931 company reviews on Glassdoor which indicates that most employees have a good working experience there. The FINRA employee rating is in line with the average (within 1 standard deviation) for employers within the Financial Services industry (3.6 stars).

Reviews by job title

931 reviews
1.0
Apr 6, 2019

BAD MANAGMENT

Anonymous employee
Recommend
CEO approval
Business Outlook

Pros

SALARY - better than it should be

Cons

Very poor senior management, unaware

avatar
FINRA Response
6y
We appreciate you taking the time to share your experience. We’re disappointed to hear that you had a poor experience with senior management. We encourage you to reach out to glassdoor@finra.org with more information so we can work to address your concerns.
2.0
Oct 23, 2018

Sales Practice Examiner

Recommend
CEO approval
Business Outlook

Pros

Used to be o.k place to work.

Cons

Compensation, unpredictable travel. It's like a race to get out of there. Little or no raises, and becoming extremely difficult to get a promotion. New CEO is making cuts causing more employee turnover.

avatar
FINRA Response
6y
Thank you for taking the time to provide feedback. We are sorry to hear you think your salary increases and promotion opportunities were limited. FINRA’s overall salary increase budget rose in 2019. We are also excited about the career opportunities available to employees. In 2018, more than 10% of employees were promoted. Attraction and retention are areas of strategic importance to FINRA and we continue to focus on ways to further develop, engage and recognize our employees.
3.0
Sep 26, 2018

Analyst (Market Regulation Dept.)

Anonymous employee
Recommend
CEO approval
Business Outlook

Pros

-pretty much set work hours (40 hours) -good benefits, okay pay (less than industry though) -low pressure job (but not always) -a good 1.5 to 2 year job only, then you need to move on

Cons

-The work place can be great or bad depending on your manager/director/VP+ -time entry, you have to track 8 hours every day into a system -Not a lot of room for uperward mobility, or flexibility to move around (they say you have it but the reality of the situation is that you don't) -There is not a lot of transparency with employees just the perception -The evaluations appear to be made up at the last minute and are not helpful -working hard doesn't get you far, a lot of the times it's based on FAVORITISM -Management/director/VP+ don't provide directions and ding you when you get things wrong, very hawkish, very condescending -Management waits until the last minute to tell you to do something then expect you to jump through hoops to get the work done, it's not necessary and can be avoided but they choose not to do so

Viewing 85 - 87 of 931 Reviews

Glassdoor has 1,226 FINRA reviews submitted anonymously by FINRA employees. Read employee reviews and ratings on Glassdoor to decide if FINRA is right for you.