FINRA reviews

3.8

69% would recommend to a friend

(931 total reviews)
avatar

Robert W. Cook

64% approve of CEO

59% positive business outlook

FINRA has an employee rating of 3.8 out of 5 stars, based on 931 company reviews on Glassdoor which indicates that most employees have a good working experience there. The FINRA employee rating is in line with the average (within 1 standard deviation) for employers within the Financial Services industry (3.6 stars).

Reviews by job title

931 reviews
1.0
Mar 8, 2016

All About Office Politics

Anonymous employee
Recommend
CEO approval
Business Outlook

Pros

-Depending on your role, the salaries and benefits are generally good. -There are a lot of departments and functions, so there is opportunity to explore internally and be promoted within the organization. -They try to embrace diversity (at least on the surface) and have some programs that allow minorities to better network and foster relationships within the organization.

Cons

-Everything is about politics instead; business decisions are made based on what executive will be pleased -There exists a significant silo mentality; the right hand doesn't know what the left hand is doing in many cases, which means one's job experience is very much dependent on what department and what manager they work in and for. -There is rampant micromanagement of employees, fueling employee burnout and distrust. -There are some extremely intelligent individuals, but in my experience they tend to get ignored when they attempt to bring up innovative ideas to really try to help protect markets and investors -General communication among the organization is poor; despite management's efforts to change it with expensive messaging campaigns, the district offices seem to be in another world from the headquarters in the DMV. -While some try to differentiate the organization from the SEC and other governmental organizations, FINRA is just as backwards and dysfunctional.

2.0
Nov 14, 2012
Recommend
CEO approval
Business Outlook

Pros

There is good work life balance for sure. Benefits are superb. Pay while not so generous is good for the amount of work you need to do.

Cons

Management in my particular department, from middle to senior, is very out of touch with their subordinates. In addition very few of them are willing to put themselves on the line to make very much needed moves to push the company forward. Garbage in garbage out is too often the way our surveillances are run, but no one in a position of authority tries to rectify these obvious issues. Passing the buck seems to be the M.O. of most of management here. I have never worked at a company where there is such rampant C.Y.A. in action. The lack of a true meritocracy system when it comes to rewarding hard work tends to ensure that most employees will not give their best effort once they wise up to the way things operate at the company. The underperfomers make out the best because more often than not, the high perfomers end up pitching in to make up for the underperformers ineptness to help meet departmental goals. Work progress moves at a snail's pace, and more often than not, very arbitrarily. It's not uncommon to bring investigations close to the finish line and then have it sit an additional several months with management before it's closed. Management is definitely the bottleneck. I say this sarcastically, but it seems like once you get to be a manager, you are obligated to ramp up your laziness exponentially.

Viewing 19 - 21 of 931 Reviews

Glassdoor has 1,226 FINRA reviews submitted anonymously by FINRA employees. Read employee reviews and ratings on Glassdoor to decide if FINRA is right for you.