3.0
Dec 15, 2015
Recommend
CEO approval
Business Outlook
Pros
Very accessible and open architecture. FAs have full access to any and all resources of the firm and the home office does an excellent job supporting their branches and individual FAs.
Cons
There is practically zero training for newer advisors company-wide. Any training is done at the branch level and is almost entirely dependent on senior staff members' willingness to train/mentor new advisors.