2.0
Aug 16, 2011
Recommend
CEO approval
Business Outlook
Pros
Resources exist for servicing our clients, however management doesn't seem to relaize we exist for the clients.
Cons
It is all about the shareholders and processes, not the client-advisor relationship. Ver littel of what the firm does truly has the clients best interest in place unless it is self serving. Yes, it is a business, but the firm puts itself ahead of the client. The bank (parent compnay) wants to destroy that elationship. They don't understand it. Compliance is above and beyond that which is needed...Home office staff seems unsatisfied.