FINRA reviews

3.8

69% would recommend to a friend

(931 total reviews)
avatar

Robert W. Cook

64% approve of CEO

59% positive business outlook

FINRA has an employee rating of 3.8 out of 5 stars, based on 931 company reviews on Glassdoor which indicates that most employees have a good working experience there. The FINRA employee rating is in line with the average (within 1 standard deviation) for employers within the Financial Services industry (3.6 stars).

Reviews by job title

931 reviews
1.0
Mar 29, 2015
Recommend
CEO approval
Business Outlook

Pros

It's a job. You get paid. Benefits are generally good. That's about all I can honestly say about this place.

Cons

Managers care more about finding/manufacturing and documenting "bad performance," rather than valuing staff expertise. Diversity? What diversity? They only want people who think just like their inept managers, who know nothing about the securities industry they are charged with regulating.

2.0
Jul 17, 2022
Recommend
CEO approval
Business Outlook

Pros

Decent pay and benefits. Flexible remote policy. No forcing people back to office. Some good colleagues working there. Good to learn compliance side of the broker dealer industry.

Cons

First of all, way too much politics. FINRA is more like a government agency than a private company, politics is more important than anything else here. There is no trust here, the system sets each team up to promote their own agenda. Secondly, the Technology organization lacks real leadership, most VPs have been here 10+ years, have no real options elsewhere, and thus have no desire to change the culture at FINRA. People aren't valued for their contribution, turn over has been very high this year, many whom are long time employee fed up with the toxic culture. No top down technology strategy, execution across teams very chaotic, high pressure deadline driven environment. Leaders care about milestones, and delivery dates, rather than solving real problems.

1.0
Dec 15, 2016

Examiner

Recommend
CEO approval
Business Outlook

Pros

Good learning experience and great co-workers

Cons

Terrible work environment. Management constantly trying to cover their butts. Upper management use examiners until they burn them out. Upper management paid huge amounts. Examiners paid and treated poorly. Examiners top out at around $125K but Average FINRA salary $195K? Management way overpaid, there are a lot of them and they add little to the examination process except red tape.

Viewing 13 - 15 of 931 Reviews

Glassdoor has 1,226 FINRA reviews submitted anonymously by FINRA employees. Read employee reviews and ratings on Glassdoor to decide if FINRA is right for you.