FINRA reviews

3.8

71% would recommend to a friend

(931 total reviews)
avatar

Robert W. Cook

64% approve of CEO

61% positive business outlook

FINRA has an employee rating of 3.8 out of 5 stars, based on 931 company reviews on Glassdoor which indicates that most employees have a good working experience there. The FINRA employee rating is in line with the average (within 1 standard deviation) for employers within the Financial Services industry (3.6 stars).

Reviews by job title

931 reviews
2.0
Sep 30, 2008
Recommend
CEO approval
Business Outlook

Pros

At FINRA you can learn a lot about the way the industry works. Examining unique situations and different companies helps increase ones knowledge of the industry and the regulatory element. This firm is a great way to pad your resume, and give you the tools and knowledge you will need to become more successful on the other side of the industry. If you want to learn a great deal of information and how the financial industry works then this is the job for you, but don’t stay to long because FINRA is a launching pad for better opportunities on the other side of the market.

Cons

Down sides of working at FINRA consist of, an abundance of travel. 1/3 of the year is spent away form your home in a hotel. Benefits appear to be drying up, promotions, incentive compensations and raises, will be cut in the upcoming year, because FINRA spends more money then they bring in. Poor leadership at the top of the company and poor communication to all employees about changes coming down from top management. No reward given to out perform other. Salary, raises, promotions and bonuses are based on years of service, not quality of service. No rewards for hard work, show up and complete your job and bring home a paycheck.

1.0
Sep 8, 2008
Recommend
CEO approval
Business Outlook

Pros

Great benefits - medical/dental/life and a 6% 401K match. If you are looking for a place for a great worklife balance, FINRA is the place for you. I also recieved a nice annual bonus. The work appears stable and I never worried about job security.

Cons

If you have half a brain in your head and any desire to use it, FINRA is not the place for you. My group was completely unmotivated and there to simply collect a paycheck. Turnover was very high. Communication from management is rare. Trainings are non-existent. Promotions seem to occur based on tenure, not work acheivements. Bonuses work similarly.

4.0
Aug 7, 2008
Recommend
CEO approval
Business Outlook

Pros

The benefits at this organization are fantastic. This includes everything from healthcare to pension to retirement planning to tuition reimbursement. You absolutely cannot beat the benefits here. The organization offers plenty of opportunities for advancement and the workplace is generally pretty relaxed. A strong emphasis is put on training and development of staff which is great for those of us who which to continue learning. The work in this environment is very stable...as long as there are brokers / dealers out there selling securities FINRA is going to be around. The organization recently merged with NYSE to form FINRA and the merger has brough about the best from both regulators and really established the organization as "the" regulator for the securities industry.

Cons

Depending on the position you hold withing the organization the work can become somewhat repetative. As an examiner you conduct many of the same reviews several times within a year depending on the type of firm you visit. Also, depending on what district you work in you could possibly end up spending several weeks a year on the road. For some people the travel is a real plus but for others the travel becomes a real sticking point. Some people feel that within the organization promotions are handed out more as a function of time served rather than for work completed.

Viewing 265 - 267 of 931 Reviews

Glassdoor has 1,226 FINRA reviews submitted anonymously by FINRA employees. Read employee reviews and ratings on Glassdoor to decide if FINRA is right for you.