FINRA reviews

3.8

69% would recommend to a friend

(931 total reviews)
avatar

Robert W. Cook

64% approve of CEO

59% positive business outlook

FINRA has an employee rating of 3.8 out of 5 stars, based on 931 company reviews on Glassdoor which indicates that most employees have a good working experience there. The FINRA employee rating is in line with the average (within 1 standard deviation) for employers within the Financial Services industry (3.6 stars).

Reviews by job title

931 reviews
4.0
Aug 7, 2008
Recommend
CEO approval
Business Outlook

Pros

The benefits at this organization are fantastic. This includes everything from healthcare to pension to retirement planning to tuition reimbursement. You absolutely cannot beat the benefits here. The organization offers plenty of opportunities for advancement and the workplace is generally pretty relaxed. A strong emphasis is put on training and development of staff which is great for those of us who which to continue learning. The work in this environment is very stable...as long as there are brokers / dealers out there selling securities FINRA is going to be around. The organization recently merged with NYSE to form FINRA and the merger has brough about the best from both regulators and really established the organization as "the" regulator for the securities industry.

Cons

Depending on the position you hold withing the organization the work can become somewhat repetative. As an examiner you conduct many of the same reviews several times within a year depending on the type of firm you visit. Also, depending on what district you work in you could possibly end up spending several weeks a year on the road. For some people the travel is a real plus but for others the travel becomes a real sticking point. Some people feel that within the organization promotions are handed out more as a function of time served rather than for work completed.

4.0
Jun 26, 2008
Recommend
CEO approval
Business Outlook

Pros

Finra is a great place to gain experience about the financial industry. Finra gave me an opportunity to make many contacts in the industry and understand the mistakes being made in the industry. Overall if you are eager to learn and willing to work hard you can benefit from working at Finra, not to mention the great benefits and work life balance. (you can always expect a great holiday party and summer picnic)

Cons

Finra only became a problem for me when I started really pushing for higher salary increases and more responsibility. Eventually for me, the company could not keep up with the pace of my street value. At that point I decided it was time to leave. If you are not overly consumed with making $85k + (generally speaking it could take a few years to get to this salary range, if ever, for some regulatory analysts) and prefer a better work life balance, this is the place for you.

3.0
Jun 15, 2008
Recommend
CEO approval
Business Outlook

Pros

Quality of Benefits is first class.

Cons

Management is completely ignorant of the work process and evaluates all work based simply on "key performance indicators". They could care less about how employees achieve the numbers on the KPI's as long as the numbers are what they want to see. This leads to employees simply making up the numbers to fit the KPI's and the information has no relation to what is actually occurring.

Viewing 928 - 930 of 931 Reviews

Glassdoor has 1,226 FINRA reviews submitted anonymously by FINRA employees. Read employee reviews and ratings on Glassdoor to decide if FINRA is right for you.